Sec back dating inquiry


07-Mar-2018 10:50

On December 10, 2013, the Federal Banking Agencies, together with the SEC and CFTC, adopted a Final Rule to implement Section 13 of the Bank Holding Company Act (the Volcker Rule), which was added by Section 619 of the Dodd-Frank Act.Our Securities and Financial Institutions teams have compiled for you these relevant resources to help reinforce your understanding of the Volcker Rule.Whilst these are parliamentary papers, they do not form part of the Parliamentary Papers Series.Some of these items were published separately, and some have what is known as a List Number which is relevant only for Parliamentary Library staff.Wilmer Hale's Securities Department of more than 200 lawyers offers premier enforcement, litigation and regulatory capabilities, and is widely recognized for its experience in all aspects of capital markets, investment management, broker-dealer and financial services regulation.Recognized for providing "superior levels of service response time, business acumen, securities law expertise, and strength and depth of team" (Legal 500 US), and cited as "a standout performer in the regulatory sphere with impressive depths of quality on both the advisory and enforcement sides" (Chambers USA), Wilmer Hale has played a central role in a number of prominent US federal and state securities investigations and regularly represents companies, directors and senior management in governmental and internal investigations.

sec back dating inquiry-19

rainie yang dating 2016

For every high-profile securities investigation we have handled, there are many others in which we represented the company or an officer with no charges made.Treasury, under the direction of Secretary Steven T.Mnuchin, prepared the Treasury Report in response to Executive Order 13772 (Executive Order).For more information on the establishment of such an inquiry as an alternative to a Royal Commission see the letter from the Clerk of the Senate (Rosemary Laing) to Senator Peter Whish-Wilson of 16 August 2016 'Parliamentary Commission of Inquiry into the financial sector'.

For background on Royal Commissions, see the inquiry into the Royal Commissions Act conducted by the Australian Law Reform Commission in 2009.In every area of practice, Wilmer Hale brings the insight, dedication to excellence, and commitment to client service needed for our clients to achieve their business objectives.



If a teen who is 13, 14 or 15 has sex with a person who is less than four years older than they are, then an accusation of statutory rape will not be made.… continue reading »


Read more

She can reveal her profession and character through the questions she asks the contestants, and her delivery.… continue reading »


Read more

It is a public, flagship, very-high research activity university.… continue reading »


Read more

A few others were less obscene — but no less unintentionally comical — in their replies.… continue reading »


Read more

Despite some seemingly heated moments, however, the duo looked to have calmed by the time they had finished their meal.… continue reading »


Read more

Both are perfect date spots, but sometimes you need a little more than a Rag & Bone blazer and a tingly buzz to make magic happen. And you will leave feeling exposed, a little vulnerable, and very hungry. The steaming-hot baths, ice-cold tubs, and holy-hell-what-is-happening-to-my-body “flotarium” make for a highly sensual experience that you have to surrender to — as if you’re the star of your own soft-core porn.… continue reading »


Read more